Search Result

241 - 260 of 767 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative