Search Result

241 - 260 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PR App 3.1

As Published: 2005

PR App 3.1

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose