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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms