Search Result

201 - 220 of 773 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control