Search Result

121 - 140 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars