Search Result

101 - 120 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2001

COND 1.3 General

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions