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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers