Search Result

381 - 400 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

DTR 5.7 Notification of combined holdings

As Published: 2007

DTR 5.7 Notification of combined holdings

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits