Search Result

361 - 380 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing