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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)