Search Result

221 - 240 of 835 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method