Search Result

481 - 500 of 561 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background