Search Result

421 - 440 of 876 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements