Search Result

381 - 400 of 587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making