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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application