Search Result

81 - 100 of 724 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2