Search Result

781 - 800 of 890 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars