Search Result

641 - 660 of 812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2