Search Result

581 - 600 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports