Search Result

541 - 560 of 774 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports