Search Result

461 - 480 of 770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR