Search Result

441 - 460 of 587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities