Search Result

421 - 440 of 854 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

LR 19.1 Application

As Published: 2005

LR 19.1 Application