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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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PERG 4.11 Link between activities and the United Kingdom

SUP 7.3 Criteria for varying a firm's permission

SUP 13.4 Providing cross border services into another EEA State

CRED 10.1 Application and purpose

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 3.18 Membership

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 12.5 Contracts: required terms

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

REC 5.2 Application process

PERG 7.3 Does the activity require authorisation?

ICOB 8.4 Unsolicited services

LR 9.6 Notifications

PERG 2.5 Investments and activities: general

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

BIPRU 3.7 Classification of off-balance-sheet items

COLL 4.3 Approvals and notifications

FEES 1.1 Application and Purpose

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator