Search Result

161 - 180 of 698 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting