Search Result

141 - 160 of 665 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes