Search Result

41 - 60 of 611 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources