Search Result

461 - 480 of 751 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR