Search Result

441 - 460 of 603 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SYSC 13.3 Other related Handbook sections

As Published: 2006

SYSC 13.3 Other related Handbook sections

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions