Search Result

381 - 400 of 669 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom