Search Result

601 - 620 of 742 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

…

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

…

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

…

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

…

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

…

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

…

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

…

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

…

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

…

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

…