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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

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DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

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LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

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COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

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CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

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MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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