Search Result

541 - 560 of 759 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction