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DTR 5.10 Use of electronic means for notifications and filing
As Published: 2007
DTR 5.10 Use of electronic means for notifications and filing
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CASS 5.2 Holding money as agent of insurance undertaking
As Published: 2004
CASS 5.2 Holding money as agent of insurance undertaking
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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
As Published: 2006
SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
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PERG 9.4 Collective investment scheme (section 235 of the Act)
As Published: 2005
PERG 9.4 Collective investment scheme (section 235 of the Act)
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DTR 1A.2 Modifying rules and consulting the FSA
As Published: 2005
DTR 1A.2 Modifying rules and consulting the FSA
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MCOB 9.7 Disclosure at the start of the contract
As Published: 2004
MCOB 9.7 Disclosure at the start of the contract
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COLL 3.2 The instrument constituting the scheme
As Published: 2004
COLL 3.2 The instrument constituting the scheme
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MAR 1.6 Market abuse (manipulating transactions)
As Published: 2005
MAR 1.6 Market abuse (manipulating transactions)
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