Search Result

281 - 300 of 472 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives