Search Result

81 - 100 of 825 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver