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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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PERG 4.11 Link between activities and the United Kingdom

SUP 7.3 Criteria for varying a firm's permission

SUP 13.4 Providing cross border services into another EEA State

CRED 10.1 Application and purpose

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 12.5 Contracts: required terms

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

REC 5.2 Application process

PERG 7.3 Does the activity require authorisation?

ICOB 8.4 Unsolicited services

LR 9.6 Notifications

PERG 2.5 Investments and activities: general

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order