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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

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MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

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PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

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DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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