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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction