Search Result

41 - 60 of 801 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies