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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

DTR 5.11 Non EEA state issuers

As Published: 2007

DTR 5.11 Non EEA state issuers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language