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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice