Search Result

181 - 200 of 490 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

COB 3.5 General

As Published: 2001

COB 3.5 General

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 3.7 Records

As Published: 2003

COB 3.7 Records

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation