Search Result

161 - 180 of 755 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction