Search Result

161 - 180 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

As Published: 2006

SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls