Search Result

161 - 180 of 774 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom