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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

PR App 3.1

As Published: 2005

PR App 3.1

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information