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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

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DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

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MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

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ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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PR App 3.1

As Published: 2005

PR App 3.1

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COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

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COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

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PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

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PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

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