Search Result

121 - 140 of 781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application