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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing